Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sushant? Claim Your ProfileSushant Agrawal is a financial professional registered with UBS Securities LLC. Sushant has passed the Series 79TO and SIE exams. Sushant is also registered with the state of California. Prior to joining UBS Securities LLC, Sushant was employed at CREDIT SUISSE SECURITIES (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
09/29/2023 - Present
UBS Securities LLC (SAN FRANCISCO CA)
CA
09/05/2023 - 09/29/2023
CREDIT SUISSE SECURITIES (USA) LLC (San Francisco CA)
BC
Issued 09/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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