Unclaimed
Susanne Smith Miller is a financial advisor with Thrivent Investment Management Inc. Susanne has been in the financial industry since January 2006. Susanne is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative and is licensed to sell securities in 51 states. Susanne has a diverse background in the financial services industry having worked with Edward Jones and BB&T Securities, LLC. Susanne is also a member of the Pine Valley Methodist Church Stewardship Board and a volunteer for the Pine Valley WeeCare/Preschool Board.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
02/02/2024 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
NC
06/14/2018 - 12/08/2023
EDWARD JONES (WILMINGTON NC)
NC
01/02/2018 - 02/02/2018
BB&T SECURITIES, LLC (WILMINGTON NC)
NC
03/27/2006 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (WILMINGTON NC)
BC
Issued 04/04/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/16/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/24/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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