Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susanne? Claim Your ProfileSusanne Serna is a financial advisor at Raymond James Financial Services Advisors, Inc., based in SAN ANTONIO, TX. Susanne is a CERTIFIED FINANCIAL PLANNER™ professional with over 23 years of experience in the financial services industry. Susanne has a strong background in investment management and financial planning, specializing in helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
11/19/2015 - Present
Raymond James Financial Services Advisors, Inc. (SAN ANTONIO TX)
TX
08/16/2005 - 11/10/2015
CETERA INVESTMENT SERVICES LLC (SAN ANTONIO TX)
TX
01/13/2003 - 08/17/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
NY
08/20/1998 - 01/13/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
08/20/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 03/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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