Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susanne? Claim Your ProfileSusanne Daly is an investment advisor representative at Cetera Investment Advisers LLC. Susanne has been in the industry since January 17, 2013. Susanne's previous employers include PRUCO SECURITIES, LLC., PRINCIPAL SECURITIES, INC., MML INVESTORS SERVICES, LLC, and MSI FINANCIAL SERVICES, INC.. Susanne is registered in Florida, New York and South Carolina and holds Series 6, SIE and Series 63 licenses. Susanne Daly specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/21/2024 - Present
Cetera Investment Advisers LLC (FAIRPORT NY)
NY
07/02/2021 - 03/06/2023
PRUCO SECURITIES, LLC. (Fairport NY)
NY
07/26/2019 - 06/11/2021
PRINCIPAL SECURITIES, INC. (FAIRPORT NY)
NY
03/25/2017 - 07/16/2019
MML INVESTORS SERVICES, LLC (ROCHESTER NY)
NY
12/20/2012 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ROCHESTER NY)
BC
Issued 01/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Susanne Daly is the right advisor for you? Invested Better is here to help.
