Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susanna? Claim Your ProfileSusanna Panicker is a financial advisor with LPL Financial LLC, a firm with more than $50 billion in assets under management and more than 168,000 clients. Susanna has been in the financial industry since 2012 and has a variety of licenses and registrations, including the Series 7, Series 24, and Series 63 exams. Susanna is registered to provide financial advice in five states: California, Indiana, Michigan, New York, and Wisconsin. Previously, Susanna worked as a financial advisor at Capital One Investment Services LLC and Capital One Investing, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
10/11/2016 - Present
LPL Financial LLC (HICKSVILLE NY)
NY
02/18/2015 - 08/17/2016
CAPITAL ONE INVESTING, LLC (MELVILLE NY)
NY
06/19/2012 - 01/30/2015
CAPITAL ONE INVESTMENT SERVICES LLC (MELVILLE NY)
BC
Issued 02/07/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/18/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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