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Susanna O'Brien

Houlihan Lokey Capital, Inc.

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About Susanna O'Brien

Susanna O'Brien is a registered representative with Houlihan Lokey Capital, Inc. in Boston, MA. Susanna has been in the industry since 2016 and holds the Series 63, SIE, and Series 79 licenses. Susanna is currently registered with the state of Massachusetts.

Firm Information

Susanna O'Brien is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susanna O'Brien’s Registration & Firm History

MA

10/10/2016 - Present

Houlihan Lokey Capital, Inc. (Boston MA)

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Licenses & Designations

BC

Issued 11/02/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susanna O'Brien.
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