Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susanna? Claim Your ProfileSusanna Bracke has been in the financial services industry since December 2003. Susanna is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since April 2018. Prior to that, Susanna worked for UBS Financial Services Inc. and Citigroup Global Markets Inc. Susanna provides investment consulting services to institutional clients, in addition to financial planning and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/09/2023 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
12/12/2008 - 04/17/2018
UBS FINANCIAL SERVICES INC. (PALO ALTO CA)
CA
12/18/2003 - 12/18/2008
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
IA
Issued 01/16/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/23/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2004
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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