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Susanna Joiner Schlangen

Charles Schwab & CO., Inc.

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About Susanna Joiner Schlangen

Susanna Joiner Schlangen has been in the financial services industry since 1998. Susanna is currently registered with Charles Schwab & Co., Inc. in Arizona and Texas. Susanna has also held prior registrations with TD Ameritrade, Inc. in Nebraska and Texas, Geneos Wealth Management, Inc. in Texas, Purshe Kaplan Sterling Investments in Texas, Argentus Securities, LLC in Texas, Next Financial Group, Inc. in Texas, United Planners' Financial Services of America a Limited Partner in Arizona, AIG Financial Advisors, Inc. in Arizona, SunAmerica Securities, Inc. in Arizona, Sentra Securities Corporation in Arizona, Spelman & Co., Inc. in Arizona and Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York. Susanna is a Series 7, 24, 63 and 65 licensed advisor.

Firm Information

Susanna Schlangen is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Susanna Schlangen’s Registration & Firm History

TX

07/12/2018 - Present

Charles Schwab & CO., Inc. (Katy TX)

NE

07/27/2021 - 12/31/2023

TD AMERITRADE, INC. (OMAHA NE)

TX

01/30/2017 - 06/18/2018

GENEOS WEALTH MANAGEMENT, INC. (KATY TX)

TX

04/08/2014 - 02/01/2016

PURSHE KAPLAN STERLING INVESTMENTS (DALLAS TX)

TX

02/10/2011 - 04/08/2014

ARGENTUS SECURITIES, LLC (DALLAS TX)

TX

06/12/2007 - 10/21/2010

NEXT FINANCIAL GROUP, INC. (HOUSTON TX)

AZ

05/01/2006 - 05/04/2007

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)

AZ

10/31/2005 - 05/05/2006

AIG FINANCIAL ADVISORS, INC. (PHOENIX AZ)

AZ

06/10/2002 - 10/31/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

AZ

05/20/2002 - 12/31/2004

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

AZ

05/20/2002 - 12/31/2004

SPELMAN & CO., INC. (PHOENIX AZ)

NY

02/24/1997 - 05/09/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/27/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/18/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Susanna Joiner Schlangen.
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