Unclaimed
Susanna Hartwig is a financial advisor with over 20 years of experience in the industry. Susanna is currently registered with Principal Advised Services and has previously been registered with several other firms including Edward Jones, Intersecurities, Inc., OneAmerica Securities, Inc., Benefitcorp Equities, Inc. and One Orchard Equities, Inc. Susanna has a wide range of experience and holds the Series 6, 7, 63, and 66 licenses. Susanna provides financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
10/31/2022 - Present
Principal Advised Services (Addison TX)
TX
01/07/2008 - 07/29/2008
EDWARD JONES (DALLAS TX)
TX
03/22/2007 - 09/04/2007
INTERSECURITIES, INC. (DALLAS TX)
IN
06/21/2004 - 03/28/2007
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
CO
10/21/2002 - 12/20/2002
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
06/21/1999 - 10/21/2002
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 01/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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