Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susann? Claim Your ProfileSusann Haas is a financial advisor with NFP Retirement Inc., a company focused on retirement planning and investment management. Susann's primary office is located in Aliso Viejo, CA. Susann has been in the financial services industry since 2001 and has a strong track record of providing professional advice to clients. Susann is registered with the state of California and holds a Series 6, Series 63 and Series 65 licenses. She is also a certified Investment Advisor Representative (IAR) Susann provides a range of services, including financial planning, portfolio management for individuals, and selection of other advisors. Susann's client base is primarily composed of high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research reports on 401(k) plans / diligence on investment lineups
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/15/2006 - Present
NFP Retirement Inc. (ALISO VIEJO CA)
CA
07/29/2014 - 12/31/2017
KESTRA INVESTMENT SERVICES, LLC (Aliso Viejo CA)
CA
12/08/2004 - 07/23/2014
FINANCIAL TELESIS INC (ALISO VIEJO CA)
IA
06/26/2002 - 12/07/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
CA
07/12/2001 - 03/13/2002
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
IA
Issued 02/10/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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