Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susana? Claim Your ProfileSusana Moreno is a financial advisor with Purshe Kaplan Sterling Investments in Tarrytown, New York. Susana is a Series 7 and Series 66 licensed professional. She holds a securities license through FINRA and has been in the financial industry since April 2012. Susana has previously worked for firms such as Private Client Services, LLC, Ameriprise Financial Services, Inc., and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2021 - Present
Purshe Kaplan Sterling Investments (Tarrytown NY)
NY
03/06/2020 - 04/01/2021
PRIVATE CLIENT SERVICES, LLC (TARRYTOWN NY)
NY
04/03/2018 - 02/11/2020
AMERIPRISE FINANCIAL SERVICES, INC. (Tarrytown NY)
NY
11/21/2017 - 04/04/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
NY
07/13/2016 - 08/07/2017
AMERIPRISE FINANCIAL SERVICES, INC. (MELVILLE NY)
NY
04/02/2012 - 11/10/2015
AMERIPRISE FINANCIAL SERVICES, INC. (RYE BROOK NY)
BOTH
Issued 10/11/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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