Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susana? Claim Your ProfileSusana Lee is a financial advisor with Citigroup Global Markets Inc. Susana has been in the financial industry since 2001. Susana has a Series 7 and Series 66 license, as well as the Securities Industry Essentials (SIE) exam. Susana specializes in asset allocation advice, financial planning, and portfolio management for individuals and businesses. Susana has experience with a wide range of clients, including high-net-worth individuals, corporations, and pension plans. Susana is registered in 17 states, including Florida, California, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/18/2022 - Present
Citigroup Global Markets Inc. (Miami FL)
FL
04/22/2021 - 02/24/2022
MORGAN STANLEY (Miami FL)
FL
04/11/2018 - 04/12/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
05/07/2015 - 05/03/2018
HSBC SECURITIES (USA) INC. (MIAMI FL)
FL
06/01/2004 - 01/21/2015
SANTANDER SECURITIES LLC (MIAMI FL)
FL
05/03/2001 - 04/30/2004
COUTTS SECURITIES INC. (MIAMI FL)
BOTH
Issued 06/21/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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