Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susana? Claim Your ProfileSusana Dryden is a financial professional with over 10 years of experience in the securities industry. She currently holds Series 7, 24, 63, 99TO and SIE licenses and is registered to sell securities in California and Indiana. Susana currently works at Exchangeright Securities, LLC and previously worked at Lighthouse Capital Group, LLC, Sandlapper Securities, LLC, NelsonReid, Inc., and Steven L. Falk & Associates Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/09/2017 - Present
Exchangeright Securities, LLC (Pasadena CA)
SC
09/08/2011 - 06/24/2014
SANDLAPPER SECURITIES, LLC (GREENVILLE SC)
CA
05/17/2011 - 09/16/2011
NELSONREID, INC. (PASADENA CA)
NV
02/21/2011 - 05/18/2011
STEVEN L. FALK & ASSOCIATES INC. (LAS VEGAS NV)
BC
Issued 03/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/04/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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