Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susana? Claim Your ProfileSusana Chan is a financial professional with over 10 years of experience in the financial services industry. Susana is currently registered with State Street Global Advisors Funds Distributors, LLC and has been active in the industry since 2013. Susana has held previous positions at Northern Trust Securities, Inc., Janney Montgomery Scott LLC, and J.P. Morgan Securities LLC. Susana holds the Series 7, Series 63, Series 65, and SIE licenses. Susana is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/01/2021 - Present
State Street Global Advisors Funds Distributors, LLC (New York NY)
IL
08/05/2016 - 10/20/2021
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
NY
01/20/2015 - 08/06/2015
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
PA
08/15/2012 - 04/17/2014
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
DE
08/30/2011 - 08/16/2012
J.P. MORGAN SECURITIES LLC (NEWARK DE)
IA
Issued 03/27/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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