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Susana G Gaitan

Bulltick, LLC

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About Susana G Gaitan

Susana Gaitan is an active broker with Bulltick, LLC. Susana has been in the industry since 2015. Susana has Series 99 and SIE licenses. She was previously registered with Mariva Capital Markets, LLC, Andbanc Brokerage, LLC, ACP Securities, LLC, Brickell Global Markets, Inc., ADCAP Securities LLC, and Souza Barros Securities, Inc.

Firm Information

Susana Gaitan is currently registered with Bulltick, LLC. Bulltick, LLC is a Limited Liability Company formed on February 18, 2000 and is currently approved. The firm is registered in 14 states, including Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Illinois, Massachusetts, New Jersey, New York, Ohio, South Dakota, and Texas. The firm also has 1 approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susana Gaitan’s Registration & Firm History

FL

04/17/2024 - Present

Bulltick, LLC (MIAMI FL)

FL

03/31/2023 - 05/29/2024

MARIVA CAPITAL MARKETS, LLC (MIAMI FL)

FL

07/12/2021 - 03/23/2023

ANDBANC BROKERAGE, LLC (MIAMI FL)

FL

03/23/2021 - 07/07/2021

ACP SECURITIES, LLC (MIAMI FL)

FL

08/02/2017 - 04/05/2019

BRICKELL GLOBAL MARKETS, INC. (MIAMI FL)

FL

05/25/2016 - 06/30/2017

ADCAP SECURITIES LLC (Miami FL)

FL

11/29/2012 - 04/14/2016

SOUZA BARROS SECURITIES, INC (MIAMI FL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Susana G Gaitan. Review regulatory record here.
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