Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susana? Claim Your ProfileSusana Elizabeth Ruiz is a registered representative with Morgan Stanley, a leading financial services firm. Susana has been in the financial services industry since June 3, 2007. Susana has a diverse background in financial services, having previously worked at UBS Financial Services Inc. and UBS International Inc. Susana is licensed to provide investment advice in multiple states across the US. Susana specializes in providing a wide range of financial services to individuals and businesses, including financial planning, asset allocation, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
09/20/2019 - Present
Morgan Stanley (Houston TX)
TX
02/20/2012 - 10/01/2019
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
01/01/2010 - 08/31/2010
UBS FINANCIAL SERVICES INC. (MCALLEN TX)
TX
01/01/2006 - 01/01/2010
UBS INTERNATIONAL INC. (MCALLEN TX)
BOTH
Issued 03/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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