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Susana Das

Morgan Stanley & Co. LLC

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About Susana Das

Susana Das is a financial professional with over 18 years of experience in the industry. Susana is currently registered with Morgan Stanley & Co. LLC and Wealthpenn.comllc. Susana has a Series 7, Series 24, Series 63, Series 99TO, and SIE license. Susana's previous experience includes roles at E*TRADE SECURITIES LLC, Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC, and SPEAR, LEEDS & KELLOGG, L.P.. Susana is licensed in New York.

Firm Information

Susana Das is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susana Das’s Registration & Firm History

NY

04/05/2022 - Present

Morgan Stanley & Co. LLC (New York NY)

NY

04/05/2022 - 06/03/2024

E*TRADE SECURITIES LLC (New York NY)

NY

04/13/2017 - 09/12/2017

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

04/19/2004 - 04/30/2015

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

02/25/2002 - 08/06/2002

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/25/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/16/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Susana Das.
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