Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susana? Claim Your ProfileSusana Carolina Rosello is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Susana has been in the securities industry since April 1994. Susana is a licensed securities professional and has been registered with the state of Texas since November 2016. Susana is also licensed to provide investment advice in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/08/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PLANO TX)
TX
01/02/2015 - 09/27/2016
CAPITAL ONE INVESTING, LLC (Allen TX)
TX
04/08/2010 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (PLANO TX)
TX
03/08/2005 - 03/31/2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC (CARROLLTON TX)
IL
02/28/1994 - 03/09/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 11/18/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Susana Rosello is the right advisor for you? Invested Better is here to help.
