Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Giannini is a financial advisor with over 35 years of experience in the financial services industry. Susan is currently registered with LPL Enterprise, LLC and has a Series 6, 7, and 63 license as well as the SIE and Series 65. Susan has worked at a variety of firms throughout her career including The Prudential Insurance Company of America and First Investors Corporation. Susan offers a variety of financial services including portfolio management, financial planning, consulting, and educational seminars. Susan is dedicated to providing clients with the advice and resources they need to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
11/14/2024 - Present
LPL Enterprise, LLC (MERCER ISLAND WA)
NJ
10/17/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
07/27/1988 - 09/01/1988
FIRST INVESTORS CORPORATION
IA
Issued 12/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/26/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Susan Giannini is the right advisor for you? Invested Better is here to help.
