Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Yore is an active investment advisor representative with over 20 years of experience in the financial services industry. Susan has a wide range of experience working with clients including individuals, high-net-worth individuals, corporations, and investment companies. Susan currently works at Stifel, Nicolaus & Company, Inc. She holds both Series 7 and Series 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
04/27/2022 - Present
Stifel, Nicolaus & Company, Inc. (LAKE FOREST IL)
IL
10/28/2011 - 05/03/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORTHBROOK IL)
IL
10/01/2008 - 11/04/2011
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
01/16/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NAPERVILLE IL)
IL
07/06/2005 - 01/17/2007
CHASE INVESTMENT SERVICES CORP. (DEERFIELD IL)
IL
02/26/2002 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
08/17/2000 - 10/30/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/17/2000 - 10/30/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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