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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Wohlgemuth is an investment advisor representative with Morgan Stanley. Susan has been in the industry since 1992 and has experience working with Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. She holds FINRA Series 7, 6, 10, 9, 63, and 65 licenses. Susan offers various investment advisory services, including portfolio management, financial planning, asset allocation advice, and pension consulting. Her practice specializes in working with high-net-worth individuals, corporations, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
07/17/2015 - Present
Morgan Stanley (Menlo Park CA)
CA
05/05/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN MATEO CA)
CA
11/12/1993 - 01/24/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CASTRO VALLEY CA)
MN
09/15/1992 - 08/13/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/15/1992 - 08/13/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
06/09/1992 - 09/01/1992
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 09/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1992
Series 7 - General Securities Representative Examination
BC
Issued 06/08/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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