Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Winecoff Johnson is a financial advisor who has been in the industry since 1992. Susan is currently registered with Morgan Stanley and has been with the firm since 2022. Previously, Susan was employed with Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Oppenheimer & Co. Inc., Stanford Group Company, Wachovia Securities, LLC, UST Securities Corp., First Union Securities, Inc., First Union Brokerage Services, Inc., Wachovia Brokerage Service, American Express Financial Advisors Inc., and IDS Life Insurance Company. Susan holds a series of licenses and certifications, including Series 63, 65, 66, 7, 24, 52TO, 53, 72 and SIE. Susan specializes in providing financial advice to individuals, businesses, charitable organizations, insurance companies, investment companies, pension and profit sharing plans, state or municipal government entities, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DC
02/11/2022 - Present
Morgan Stanley (Washington DC)
NC
08/24/2016 - 02/18/2022
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
10/23/2009 - 08/15/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
10/01/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
04/08/2009 - 07/06/2009
OPPENHEIMER & CO. INC. (CHARLOTTE NC)
NC
10/21/2008 - 03/13/2009
STANFORD GROUP COMPANY (CHARLOTTE NC)
NC
01/01/2008 - 10/21/2008
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
MO
05/16/2005 - 12/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
CT
12/12/2001 - 03/31/2004
UST SECURITIES CORP. (STAMFORD CT)
MO
10/01/2000 - 07/24/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
07/23/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
03/08/1991 - 10/01/1997
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
MN
02/02/1987 - 02/08/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/02/1987 - 02/08/1991
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/11/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/11/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/21/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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