Unclaimed
Susan Wasserman is a financial advisor at Blackrock Investments, LLC. Susan is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 7TO, and SIE licenses. She is also registered with the state securities regulators in 53 states and jurisdictions. Susan has been in the financial services industry since May 4, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/05/2021 - Present
Blackrock Investments, LLC (NEW YORK NY)
BC
Issued 05/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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