Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Wakonyo Kirubi is a financial advisor at Principal Securities, Inc. Susan has been in the industry since 2019 and is registered in 51 states. Susan holds the Series 6TO, Series 63, and SIE licenses and specializes in working with individuals, high-net-worth individuals, insurance companies, charitable organizations, corporations, and pension and profit-sharing plans. Susan has worked previously for Wells Fargo Clearing Services, LLC. Principal Securities, Inc. is a large firm, with 849 licensed agents, 1,281 investment advisor representatives, and 1,305 registered representatives. The firm manages $12.1 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
03/05/2021 - Present
Principal Securities, Inc. (DES MOINES IA)
NC
06/11/2019 - 03/02/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BC
Issued 09/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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