Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Walker-gomez is a financial advisor with J.P. Morgan Securities LLC. Susan has been in the industry for over 15 years and has a wide range of experience in financial planning and investment management. Susan is registered with the Securities and Exchange Commission (SEC) and holds Series 7, 9, 10, 24, 63, and 65 licenses. Susan works in the Morristown, NJ office and has been with the firm for over 4 years. Susan has a strong commitment to helping her clients achieve their financial goals and providing them with the best possible advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
07/19/2019 - Present
J.p. Morgan Securities LLC (Morristown NJ)
NJ
09/11/2012 - 05/08/2017
PNC INVESTMENTS (WOODLAND PARK NJ)
NJ
04/29/2010 - 07/16/2012
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NJ
04/15/2002 - 06/25/2009
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 06/12/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/22/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/02/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/08/2005
Series 24 - General Securities Principal Examination
BC
Issued 05/08/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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