Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Talley Christman is a financial advisor with UBS Financial Services Inc. Susan has been working in the financial services industry since February 2001. Susan has experience with Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.. Susan is registered with the state of Texas, and has passed the Series 63, Series 31, and Series 7 exams. Susan works out of the Plano, TX office of UBS Financial Services Inc. Susan offers financial planning, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
12/19/2008 - Present
UBS Financial Services Inc. (PLANO TX)
TX
04/02/2007 - 12/22/2008
MORGAN STANLEY & CO. INCORPORATED (PLANO TX)
TX
02/22/2001 - 04/02/2007
MORGAN STANLEY DW INC. (PLANO TX)
BC
Issued 09/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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