Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Swanezy is a financial professional with over 20 years of experience in the industry. Susan is currently registered with Hodes Weill Securities, LLC and has previously held positions at Credit Suisse Securities (USA) LLC, DEAM Investor Services, Inc., and Deutsche Bank Securities Inc. Susan holds Series 7, Series 24, Series 63 and Series 79TO licenses, and is registered to conduct business in 40 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/30/2010 - Present
Hodes Weill Securities, LLC (NEW YORK NY)
NY
09/22/2008 - 12/31/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
12/15/2003 - 10/01/2007
DEAM INVESTOR SERVICES, INC. (NEW YORK NY)
NY
07/09/2001 - 05/10/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 04/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Susan Swanezy is the right advisor for you? Invested Better is here to help.
