Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Se suk Lee is a financial professional with over 20 years of experience in the industry. Susan is currently registered with Raymond James Financial Services Advisors, Inc. and has previously worked for BANCWEST INVESTMENT SERVICES, INC. and LPL FINANCIAL LLC. Susan is a licensed investment advisor representative and has obtained several licenses, including Series 6, 7, 24, 52, 53, 63 and 65. Susan has also obtained the Chartered Financial Consultant designation. Susan specializes in providing financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
HI
05/03/2017 - Present
Raymond James Financial Services Advisors, Inc. (HONOLULU HI)
HI
08/17/2012 - 05/02/2017
BANCWEST INVESTMENT SERVICES, INC. (HONOLULU HI)
HI
07/05/2011 - 08/20/2012
LPL FINANCIAL LLC (HONOLULU HI)
HI
09/03/2010 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (HONOLULU HI)
HI
03/06/2001 - 08/12/2010
BANCWEST INVESTMENT SERVICES, INC. (HONOLULU HI)
IA
Issued 09/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/20/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/03/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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