Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Sadler woelper is a financial advisor with UBS Financial Services Inc. based in HUNT VALLEY, MD. Susan has been a registered representative in the securities industry since 2000. Susan has been affiliated with UBS Financial Services Inc. since 2009. Prior to UBS Financial Services Inc., Susan worked at WACHOVIA SECURITIES, LLC and MORGAN STANLEY DW INC. Susan holds Series 7, Series 63, and Series 66 securities licenses as well as a state registration as an Investment Advisor Representative. Susan has a long history in the financial services industry and offers a range of financial services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
01/15/2009 - Present
UBS Financial Services Inc. (HUNT VALLEY MD)
MD
11/18/2004 - 01/21/2009
WACHOVIA SECURITIES, LLC (LUTHERVILLE MD)
NY
03/06/2000 - 10/14/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 12/08/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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