Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Yang is a financial advisor at Morgan Stanley, with over 14 years of experience in the financial services industry. Susan is registered in 36 states and holds the Series 7, Series 66, and SIE exams. Susan has previously worked for Goldman Sachs & Co. LLC, UBS Financial Services Inc, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Corient Capital Partners. Susan specializes in financial planning, asset allocation advice, portfolio management for individuals, businesses, and investment companies, and pension consulting. Susan works with a wide range of clients, including individuals, high-net-worth individuals, businesses, corporations, investment clubs, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
05/25/2021 - Present
Morgan Stanley (Newport Beach CA)
CA
05/01/2020 - 12/21/2020
GOLDMAN SACHS & CO. LLC (LOS ANGELES CA)
CA
01/24/2018 - 05/15/2018
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
CA
01/09/2015 - 11/11/2016
MORGAN STANLEY (LOS ANGELES CA)
CA
11/13/2014 - 12/17/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL SEGUNDO CA)
CA
05/19/2014 - 11/06/2014
MORGAN STANLEY (LOS ANGELES CA)
BOTH
Issued 08/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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