Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Bordash is a financial advisor with UBS Financial Services Inc. located in Stamford, Connecticut. Susan has been in the industry since 1979 and has a wide range of experience. Susan is registered with the state of Connecticut, Florida and Texas as an Investment Advisor Representative. Susan has passed several FINRA exams including Series 3, Series 5, Series 7, and Series 63, and she holds the Series 65 designation. Susan has a long history of experience in the financial industry and is dedicated to providing her clients with the best possible advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
06/28/2012 - Present
UBS Financial Services Inc. (STAMFORD CT)
NY
10/26/1979 - 11/14/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
10/24/1979 - 02/27/1980
MORGAN STANLEY & CO., INCORPORATED
IA
Issued 11/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1986
Series 3 - National Commodity Futures Examination
BC
Issued 03/16/1982
Series 5 - Interest Rate Options Examination
BC
Issued 10/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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