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Susan Ruhland

Northwestern Mutual Investment Services, LLC

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About Susan Ruhland

Susan Ruhland is a financial advisor with Northwestern Mutual Investment Services, LLC. Susan has been in the financial services industry since 2003. Susan has a Series 7 and Series 66 license. She is registered to provide investment advice in Connecticut, District of Columbia, Florida, Massachusetts, New Jersey, New York, Tennessee, Texas, and Wisconsin. Susan is also registered with FINRA. Susan has experience with Northwestern Mutual Investment Services, LLC, and Robert W. Baird & Co. Incorporated.

Firm Information

Susan Ruhland is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

300 Madison Ave Fl 25

NEW YORK, NY 10017

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Susan Ruhland’s Registration & Firm History

NY

09/24/2021 - Present

Northwestern Mutual Investment Services, LLC (NEW YORK NY)

WI

05/07/2012 - 06/25/2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)

WI

12/09/2003 - 09/29/2010

ROBERT W. BAIRD & CO. INCORPORATED (GREEN BAY WI)

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Licenses & Designations

BOTH

Issued 12/26/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/8/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan Ruhland.
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