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Susan Rosman

Curvature Securities LLC

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About Susan Rosman

Susan Rosman is a registered representative with Curvature Securities LLC. Susan has been in the financial services industry since August 17, 2020 and has licenses in Texas, New York, and New Jersey. Susan has a Series 7, Series 66, and Series 57TO license. Previously, Susan worked at Ameriprise Financial Services, LLC.

Firm Information

Susan Rosman is currently registered with Curvature Securities LLC. Curvature Securities LLC is a Limited Liability Company formed in 2013. The firm is registered in all 50 states and the District of Columbia, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susan Rosman’s Registration & Firm History

NJ

03/01/2023 - Present

Curvature Securities LLC (CHATHAM NJ)

NY

08/17/2020 - 08/20/2021

AMERIPRISE FINANCIAL SERVICES, LLC (Suffern NY)

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Licenses & Designations

BOTH

Issued 11/19/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/18/2024

Series 57TO - Securities Trader Exam

BC

Issued 08/17/2020

Series 7TO - General Securities Representative Examination

BC

Issued 05/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan Rosman.
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