Unclaimed
Susan Rosman is a registered representative with Curvature Securities LLC. Susan has been in the financial services industry since August 17, 2020 and has licenses in Texas, New York, and New Jersey. Susan has a Series 7, Series 66, and Series 57TO license. Previously, Susan worked at Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/01/2023 - Present
Curvature Securities LLC (CHATHAM NJ)
NY
08/17/2020 - 08/20/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Suffern NY)
BOTH
Issued 11/19/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/2024
Series 57TO - Securities Trader Exam
BC
Issued 08/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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