Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Rose Buck is a financial advisor with over 16 years of experience in the financial industry. Susan has a Series 6, 63, and 26 licenses and has held various roles at firms such as Citigroup Global Markets Inc., M&T Securities, Inc., and MetLife Securities Inc. Currently, Susan is registered with LPL Financial LLC and provides financial advisory services including financial planning, portfolio management, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/03/2012 - Present
LPL Financial LLC (WILLIAMSVILLE NY)
NY
10/05/2009 - 05/04/2012
METLIFE SECURITIES INC. (WILLIAMSVILLE NY)
NY
09/26/2007 - 10/12/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/19/2006 - 08/27/2007
M&T SECURITIES, INC. (CHEEKTOWAGA NY)
BC
Issued 01/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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