Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Rich Harris is a financial advisor at Captrust. Susan is a registered Investment Advisor Representative in Tennessee. She is also licensed as a Series 6, 7, 63, 66 and SIE representative and is a Chartered Financial Consultant. Susan has over 20 years of experience in the financial services industry, and has previously been employed with firms such as Trustcore Investments LLC and Cambridge Way, Inc. Susan specializes in providing financial planning, portfolio management, and investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TN
12/22/2022 - Present
Captrust (Brentwood TN)
TN
03/23/2009 - 12/31/2020
TRUSTCORE INVESTMENTS LLC (BRENTWOOD TN)
TN
06/08/2006 - 03/19/2009
CAMBRIDGE WAY, INC. (BRENTWOOD TN)
TN
06/06/2000 - 06/12/2006
PFIC SECURITIES CORPORATION (FRANKLIN TN)
IN
11/12/1996 - 05/18/1998
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
11/12/1996 - 05/18/1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 09/04/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/10/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/10/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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