Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Rene Buford is a registered investment advisor representative with Wealth Enhancement Advisory Services, LLC. Susan has over 30 years of experience in the financial services industry and is dedicated to providing personalized financial advice to individuals and families. Susan is a highly experienced advisor with extensive experience in investment management, financial planning, and retirement planning. Susan is passionate about helping her clients achieve their financial goals and is committed to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
CO
07/24/2024 - Present
Wealth Enhancement Advisory Services, LLC (HIGHLANDS RANCH CO)
CO
05/24/2011 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
CO
06/01/2009 - 06/11/2010
MORGAN STANLEY SMITH BARNEY (CENTENNIAL CO)
CO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CENTENNIAL CO)
CO
03/23/2006 - 04/02/2007
MORGAN STANLEY DW INC. (CENTENNIAL CO)
TX
04/01/2002 - 07/11/2005
AFS BROKERAGE, INC. (AUSTIN TX)
CO
09/03/1996 - 03/26/2002
GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)
CO
02/15/1989 - 05/22/1996
COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)
BOTH
Issued 08/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/30/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/19/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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