Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Patti Wiener is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Susan has been in the industry for 37 years and has a strong track record of success. Susan is a Certified Financial Planner, has Series 6, 7, 31, and 63 licenses, and has passed the SIE exam. She is registered in several states and has a variety of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/24/2024 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
06/03/2004 - 03/20/2008
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
07/22/2003 - 04/16/2004
BALIS LEWITTES & COLEMAN, INC. (NEW YORK NY)
NY
01/03/2003 - 07/22/2003
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
05/01/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
MA
05/29/1986 - 05/22/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 06/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/25/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/28/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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