Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Patricia Rounds is a licensed financial professional with over 10 years of experience in the industry. She is currently registered with Deutsche Bank Securities Inc. Susan is a Series 7, 24, and 66 licensed representative, and holds the Series SIE designation. Susan has worked previously at Morgan Stanley, where she was a registered representative in Los Angeles, California. She specializes in providing investment advice and research to clients, including equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
CA
03/23/2017 - Present
Deutsche Bank Securities Inc. (Los Angeles CA)
CA
03/30/2015 - 08/03/2016
MORGAN STANLEY (LOS ANGELES CA)
BOTH
Issued 05/15/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Susan Rounds is the right advisor for you? Invested Better is here to help.
