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Susan Palmer

SG Americas Securities, LLC

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About Susan Palmer

Susan Palmer is a financial professional with over 14 years of experience in the industry. She currently works at SG Americas Securities, LLC and is registered with FINRA and the state of New York. Susan has held previous positions at CIBC World Markets Corp. and SG Americas Securities, LLC. Susan's expertise includes Series 3, Series 4, Series 7, Series 24, and Series 63 exams. Susan is a registered principal in the state of New York and has a wide range of licenses and qualifications that allow her to provide a comprehensive suite of financial services to her clients.

Firm Information

Susan Palmer is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susan Palmer’s Registration & Firm History

NY

03/23/2020 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

07/06/2011 - 03/24/2020

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

06/04/2007 - 05/07/2010

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/07/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/2024

Series 4 - Registered Options Principal Examination

BC

Issued 03/10/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2010

Series 3 - National Commodity Futures Examination

BC

Issued 05/24/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Susan Palmer.
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