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Susan Paige Pryce

Piper Sandler & Co.

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About Susan Paige Pryce

Susan Paige Pryce is a financial advisor with Piper Sandler & Co. based in Minneapolis, Minnesota. Susan has been in the financial industry since August 1989. Prior to joining Piper Sandler & Co. in 2009, Susan held positions at firms such as Citigroup Global Markets Inc., UBS Financial Services Inc. and Piper Jaffray & Co. Susan has a broad range of experience in the industry with extensive experience in various states.

Firm Information

Susan Pryce is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Susan Pryce’s Registration & Firm History

MN

04/30/2009 - Present

Piper Sandler & Co. (MINNEAPOLIS MN)

MN

11/29/2007 - 05/14/2009

CITIGROUP GLOBAL MARKETS INC. (MINNEAPOLIS MN)

NJ

10/26/2006 - 11/29/2007

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

MN

09/17/1996 - 08/23/2006

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

MN

11/28/2001 - 12/31/2003

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

NY

06/05/1989 - 08/27/1996

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/29/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/20/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Susan Paige Pryce.
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