Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan P. Marshall is a registered representative with Luma Securities LLC. Susan holds the Series 99TO and SIE licenses. She has been in the securities industry since 2020. Susan is currently located at the New York, NY office of Luma Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/17/2020 - Present
Luma Securities LLC (NEW YORK NY)
BC
Issued 07/17/2020
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2020
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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