Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Nettles Pyles is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. She has been in the industry since March 2009. Susan has a wide range of experience, having previously worked at Wells Fargo Advisors, LLC and SunTrust Investment Services, Inc. Susan specializes in providing financial advice to individuals, families, and businesses. She is also experienced in providing investment advice to institutional clients, such as pension and profit-sharing plans. Susan is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in multiple states. Susan holds the Series 7 and Series 66 licenses and has passed the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
06/23/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MACON GA)
GA
04/20/2011 - 06/24/2016
WELLS FARGO ADVISORS, LLC (MACON GA)
GA
02/25/2009 - 03/31/2011
SUNTRUST INVESTMENT SERVICES, INC. (MACON GA)
BOTH
Issued 03/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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