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Susan Moy sokan

Bbva Securities Inc.

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About Susan Moy sokan

Susan Moy sokan is a financial professional with over 25 years of experience in the industry. Susan is currently registered with Bbva Securities Inc. Previously, Susan has worked with UBS Financial Services Inc., Deutsche Bank Securities Inc., HSBC Securities (USA) Inc., Mitsubishi UFJ Securities (USA), Inc., BNP Paribas Securities Corp., J.P. Morgan Institutional Investments Inc., Rafferty Capital Markets, Inc., Wall Street Discount Corporation (The), and Sheffield Investments, Inc. Susan holds several licenses, including Series 6, 7, 63, SIE, and 79TO.

Firm Information

Susan Moy sokan is currently registered with Bbva Securities Inc.. BBVA Securities Inc. is a corporation that was formed on March 13, 1990. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

104

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susan Moy sokan’s Registration & Firm History

NY

08/29/2024 - Present

Bbva Securities Inc. (NEW YORK NY)

NJ

06/14/2018 - 02/03/2022

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

05/20/2014 - 06/04/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

01/09/2013 - 01/22/2014

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

02/23/2012 - 10/18/2012

MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)

NY

07/08/2005 - 01/04/2012

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

04/05/2001 - 12/16/2003

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

NY

12/01/1999 - 05/24/2000

RAFFERTY CAPITAL MARKETS, INC. (GARDEN CITY NY)

NY

05/06/1994 - 06/28/1999

WALL STREET DISCOUNT CORPORATION (THE) (NEW YORK NY)

NA

02/26/1990 - 04/12/1994

SHEFFIELD INVESTMENTS, INC.

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Licenses & Designations

BC

Issued 12/06/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/1997

Series 7 - General Securities Representative Examination

BC

Issued 02/20/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan Moy sokan.
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