Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Montgomery is an active advisor with J.p. Morgan Securities LLC, with a focus on individuals, families, and businesses. Susan has a strong track record in the financial services industry, having over 20 years of experience. Susan has Series 6, 7, 24, 26 and SIE licenses. Prior to joining J.p. Morgan Securities LLC, Susan worked with JPMORGAN DISTRIBUTION SERVICES, INC., J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., BISYS FUND SERVICES LIMITED PARTNERSHIP, NATIONWIDE INVESTMENT SERVICES CORPORATION, and other firms. Susan provides a range of financial services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
10/31/2022 - Present
J.p. Morgan Securities LLC (Columbus OH)
OH
02/18/2004 - 09/23/2019
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
OH
10/13/2016 - 11/11/2016
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (COLUMBUS OH)
ME
01/01/2004 - 01/29/2004
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
ME
08/25/2000 - 08/23/2002
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
OH
02/02/2000 - 06/02/2000
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
MA
06/09/1998 - 12/09/1999
KENT FUNDS DISTRIBUTORS, INC. (BOSTON MA)
PA
06/01/1998 - 12/09/1999
BISYS BD SERVICES, INC. (PITTSBURGH PA)
MA
06/01/1998 - 12/09/1999
MENTOR DISTRIBUTORS, LLC (BOSTON MA)
ME
06/01/1998 - 12/09/1999
PERFORMANCE FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
MA
06/01/1998 - 12/09/1999
VISTA FUND DISTRIBUTORS, INC. (BOSTON MA)
IN
07/15/1998 - 12/08/1999
IBJ FUNDS DISTRIBUTOR, INC. (JEFFERSONVILLE IN)
ME
06/01/1998 - 12/08/1999
BNY HAMILTON DISTRIBUTORS, INC. (PORTLAND ME)
MA
06/01/1998 - 12/08/1999
CENTURA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
GA
06/01/1998 - 12/08/1999
CFD FUND DISTRIBUTORS, INC. (ATLANTA GA)
MD
06/01/1998 - 12/08/1999
CONCORD FINANCIAL GROUP, INC. (BETHESDA MD)
MA
06/01/1998 - 12/08/1999
EVERGREEN DISTRIBUTOR, INC. (BOSTON MA)
ME
03/31/1998 - 12/08/1999
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
MA
06/01/1998 - 12/07/1999
BARR ROSENBERG FUNDS DISTRIBUTOR, INC. (BOSTON MA)
OH
06/01/1998 - 12/06/1999
ONE GROUP SERVICES COMPANY (THE) (BROOKLYN OH)
OR
06/01/1998 - 03/01/1999
WILLAMETTE SECURITIES, INC. (PORTLAND OR)
BC
Issued 06/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2007
Series 24 - General Securities Principal Examination
BC
Issued 05/14/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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