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Susan Miller Gabay

Houlihan Lokey Capital, Inc.

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About Susan Miller Gabay

Susan Gabay is an active investment advisor registered with the state of Virginia. Susan has been in the financial industry since January 23, 2000. Susan is currently employed with Houlihan Lokey Capital, Inc. Previously, Susan was registered with Bluestone Capital Partners, LLC, Scott & Stringfellow, LLC, Windsor Group, LLC, WGS Capital, LLC, and Goldman, Sachs & Co.. Susan has a strong background in the financial industry, and holds the Series 66, 63, 28, 24, 79TO, SIE, and Series 7 securities licenses.

Firm Information

Susan Gabay is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susan Gabay’s Registration & Firm History

VA

01/08/2018 - Present

Houlihan Lokey Capital, Inc. (MCLEAN VA)

VA

05/07/2010 - 07/10/2018

BLUESTONE CAPITAL PARTNERS, LLC (MCLEAN VA)

VA

02/28/2005 - 06/25/2009

SCOTT & STRINGFELLOW, LLC (RESTON VA)

VA

07/22/2003 - 03/01/2005

WINDSOR GROUP, LLC (RESTON VA)

CT

01/05/2001 - 07/11/2003

WGS CAPITAL, LLC (SOUTHPORT CT)

NY

09/16/1998 - 07/18/2000

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/27/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/29/2009

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 11/05/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan Miller Gabay.
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