Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Crosby is a financial advisor with Wells Fargo Advisors Financial Network, LLC in LITTLE ROCK, AR. Susan has been in the financial services industry since 1997 and has experience working with clients in a variety of industries. Susan provides investment consulting services to institutional clients and provides financial planning services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
08/05/2022 - Present
Wells Fargo Advisors Financial Network, LLC (LITTLE ROCK AR)
AR
04/10/2019 - 08/05/2022
WELLS FARGO CLEARING SERVICES, LLC (LITTLE ROCK AR)
AR
12/01/2016 - 02/28/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LITTLE ROCK AR)
AR
11/24/2004 - 01/13/2010
VALIC FINANCIAL ADVISORS, INC. (LITTLE ROCK AR)
AR
08/12/1997 - 10/26/2004
STEPHENS INC. (LITTLE ROCK AR)
BOTH
Issued 01/31/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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