Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Michelle Roberts is a financial advisor with Next Financial Group, Inc. Susan has been in the financial services industry since August 9, 2019 and has experience working for several firms, including FSC Securities Corporation, Royal Alliance Associates, Inc., and Securities America, Inc. Susan is registered with the state of Texas as a Registered Representative (RA) and Investment Advisor Representative (IAR) and also holds registrations in Nebraska for both broker-dealer and investment advisor activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
TX
05/15/2023 - Present
Next Financial Group, Inc. (HOUSTON TX)
GA
02/23/2021 - 05/02/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
02/23/2021 - 05/02/2023
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
02/23/2021 - 05/02/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NE
02/23/2021 - 05/02/2023
SECURITIES AMERICA, INC. (LAVISTA NE)
GA
02/23/2021 - 05/02/2023
TRIAD ADVISORS LLC (ATLANTA GA)
MN
02/23/2021 - 05/02/2023
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
NE
05/20/2019 - 12/14/2020
SECURITIES AMERICA, INC. (LAVISTA NE)
BOTH
Issued 10/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2020
Series 4 - Registered Options Principal Examination
BC
Issued 05/14/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/17/2019
Series 24 - General Securities Principal Examination
BC
Issued 03/10/2020
Series 52TO - Municipal Securities Representative Examination
BC
Issued 05/20/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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