Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Poller-newman is a financial advisor with over 28 years of experience in the financial services industry. Susan has a strong background in investment advisory and brokerage services, with a focus on individual and institutional clients. She currently works at PNC Investments, where she provides comprehensive financial planning and portfolio management services. Previously, Susan held positions at Wells Fargo Advisors, LLC, First Union Brokerage Services, Inc., First Fidelity Brokers, Inc. and Baltimore Bancorp Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PA
09/01/2011 - Present
PNC Investments (DREXEL HILL PA)
PA
10/01/2000 - 04/28/2011
WELLS FARGO ADVISORS, LLC (JENKINTOWN PA)
NC
01/01/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
11/29/1994 - 01/01/1996
FIRST FIDELITY BROKERS, INC. (NEWARK NJ)
NA
10/15/1992 - 12/14/1994
BALTIMORE BANCORP INVESTMENT SERVICES, INC.
IA
Issued 05/31/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/31/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/11/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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