Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Meryl Berman is an active investment advisor representative with over 40 years of experience in the financial services industry. Susan has held previous roles at Citigroup Global Markets Inc., Lehman Brothers Inc., PaineWebber Incorporated, Bear, Stearns & Co. and Herzfeld & Stern. Susan is currently registered with Morgan Stanley as an investment advisor representative and holds the Series 7 and Series 63 licenses. Susan is registered to provide investment advice in 17 states and the District of Columbia. Susan's specializations include Asset Allocation Advice, Financial Planning, Pension Consulting, Educational Seminars and Portfolio Management for Businesses, Individuals and Investment Companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/22/2021 - Present
Morgan Stanley (Purchase NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PURCHASE NY)
NY
04/29/1985 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/28/1983 - 05/24/1985
PAINEWEBBER INCORPORATED
NA
09/15/1982 - 10/31/1983
BEAR, STEARNS & CO.
NA
05/18/1981 - 08/10/1982
HERZFELD & STERN
BC
Issued 08/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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