Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Steele is a financial professional with over 19 years of experience in the industry. She currently works as a representative at Grayscale Securities, LLC. Previously, Susan worked at INVESCO CAPITAL MARKETS, INC. and INVESCO DISTRIBUTORS, INC. Susan holds several securities licenses, including the Series 7, Series 24, Series 52TO, and Series 53. She is also a registered representative of FINRA. Susan's expertise includes the Municipal Securities, General Securities, and Securities Industry Essentials Examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/17/2024 - Present
Grayscale Securities, LLC (Stamford CT)
NY
07/02/2013 - 04/15/2024
INVESCO CAPITAL MARKETS, INC. (New York NY)
NY
05/20/2013 - 04/15/2024
INVESCO DISTRIBUTORS, INC. (NEW YORK NY)
IL
08/26/2004 - 04/09/2013
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CHICAGO IL)
BC
Issued 01/10/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/04/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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